Sunday, May 12, 2013

Retracted Article Seven: Presidential executive orders - laws without legislation

Benjamin A. Neil (2012) Presidential executive orders - laws without legislation.  Journal of Criminal Justice Research. 

The original link to the article is no longer active: http://www.aabri.com/manuscripts/121235.pdf

The original article can be found at:
http://web.archive.org/web/20121013080351/http://aabri.com/manuscripts/121235.pdf 

 

Neil, page 1:

Abstract
The Constitution vests the President with the duties of commander in chief, head of state, chief law enforcement officer, and head of the executive branch. When the President is lawfully exercising one of these responsibilities conferred by Article II of the Constitution, the scope of his power to issue written directives is especially broad, and Congress has little ability to regulate or circumscribe the President’s use of written directives.

The Constitution vests the President with the duties of commander in chief, head of state, chief law enforcement officer, and head of the executive branch. When the President is lawfully exercising one of these responsibilities conferred by Article II of the Constitution, the scope of his power to issue written directives is especially broad, and Congress has little ability to regulate or circumscribe the President's use of written directives.

Neil, page 1:

[Note that the source is correctly cited, but no indication is given when Neil is quoting directly from this source]
Nevertheless, the President’s power to issue executive decrees is limited – by the scope of his powers and by other authority granted to Congress. If the President’s authority is derived from a statutory grant of power, Congress remains free to negate or modify the underlying authority. (Gaziano, 2001, p2). However, this remains unlikely considering that it has happened roughly 20 times in the past 100 years.
Nevertheless, the President's power to issue executive decrees is limited--by the scope of his powers and by other authority granted to Congress. If the President's authority is derived from a statutory grant of power, Congress remains free to negate or modify the underlying authority.

Neil, page 2:


Deering and Maltzman, page 767
http://psclasses.ucdavis.edu/pol106/Readings/deering-maltzman-prq1999.pdf  [Note that after the second sentence Neil does provide the correct source, but does not indicate when he is directly quoting from this source]
Conventional wisdom suggests that Presidents use executive orders, sometimes
characterized as Presidential legislation, when actual legislation is too difficult to pass. Recent studies have found little systematic evidence that executive orders are used to circumvent a hostile Congress. Deering, Christopher. “The Politics of Executive Orders: Legislative Constraints on Presidential Power. Sage Journals Online, 1999.

Conventional wisdom suggests that Presidents use executive orders, sometimes characterized as presidential legislation, when legislation is too difficult to pass (in the face of an opposition Congress, for example) or when executive departments or agencies tend to embrace their congressional patrons, rather than the White House. According to this model, executive orders are strategic instruments used by a President to circumvent the constitutionally prescribed policymaking process. Recently studies have found little systematic evidence that executive orders are used to circumvent a hostile Congress.
Neil, page 2:
Executive Orders do not require Congressional approval to take effect but they have the same legal weight as laws passed by Congress. In fact, many important policy changes have occurred through Executive Orders. President Harry Truman integrated the armed forces under an Executive Order. President Dwight Eisenhower used an Executive Order to desegregrate schools. Presidents Kennedy and Johnson used them to bar racial discrimination in federal housing, hiring and contracting. President Regan used an Executive order to bar the use of federal funds for advocating abortion, which was reversed by President Clinton when he came into office.
Executive Orders do not require Congressional approval to take effect but they have the same legal weight as laws passed by Congress. …
Many important policy changes have occurred through Executive Orders. Harry Truman integrated the armed forces under Executive Order. President Eisenhower used an EO to desegregate schools. Presidents Kennedy and Johnson used them to bar racial discrimination in federal housing, hiring, and contracting. President Reagan used an EO to bar the use of federal funds for advocating abortion. President Clinton reversed this order when he came into office.
Neil, page 2:

http://www.thisnation.com/question/040.html [Note that correct source is given by Neil at the end of one sentence, but no indication is given when he is quoting directly from this source]
As a result, Executive Orders are sometimes controversial because they allow the President to make major decisions, even law, without the consent of Congress. Congress, however, is less likely to challenge Executive Orders that deal with foreign policy, national defense, or the implementation and negotiation of treaties, as they are powers granted largely to the President by the Constitution. On the other hand, Executive Orders can be challenged in court, usually on the grounds that the Order deviates from “congressional intent” or exceeds the Presidents constitutional powers. For the most part, however, the court has been fairly tolerant of a wide range of Executive Orders.  What is an Executive Order? ThisNation.com, 2008
Executive Orders are controversial because they allow the President to make major decisions, even law, without the consent of Congress.  … Congress is less likely to challenge EOs that deal with foreign policy, national defense, or the implementation and negotiation of treaties, as these are powers granted largely to the President by the Constitution. … In addition to congressional recourse, Executive Orders can be challenged in court, usually on the grounds that the Order deviates from "congressional intent" or exceeds the President's constitutional powers. …. For the most part, however, the Court has been fairly tolerant of wide range of executive actions.

Neil, pages 2-3:

http://usgovinfo.about.com/od/thepresidentandcabinet/a/Presidential-Executive-Orders.htm [source is correctly given at the end of one sentence by Neil, but not indication is given of when the source is being directly quoted]
The President can retract an Executive Order at any time. He may also issue an Executive Order that supersedes an existing one. New incoming Presidents may choose to follow the Executive Orders of the predecessors, replace them with new ones of their own or revoke the old ones completely. Many people strongly oppose the Executive Order as being unconstitutional, even potentially dictatorial application of power. In extreme cases, Congress may pass a law that alters an existing Executive Order and the Supreme Court may declare them to be unconstitutional. US Government Info “Executive Orders” 12/18/97. About.com.
The president can amend or retract an executive at any time. The president may also issue an executive order superseding an existing one. New incoming presidents may choose to retain the executive orders issued by their predecessors, replace them with new ones of their own, or revoke the old ones completely. In extreme cases, Congress may pass a law that alters an executive order, and they can be declared unconstitutional and vacated by the Supreme Court.

Neil, page 3:

Deering and Maltzman, page 767
http://psclasses.ucdavis.edu/pol106/Readings/deering-maltzman-prq1999.pdf [Note that correct source is given at end of one sentence by Neil, but no indication is given of when the source is being directly quoted]
Conventional wisdom suggests that Presidents use executive orders, sometimes characterized as presidential legislation, when legislation is too difficult to pass. According to this model, executive orders are strategic instruments used by a President to circumvent the constitutionally prescribed policymaking process. Presidents do use executive orders to circumvent a hostile Congress, but not if they are likely to be overturned by Congress. (Deering and Maltzman, 1999, p767).

Conventional wisdom suggests that Presidents use executive orders, sometimes characterized as presidential legislation, when legislation is too difficult to pass (in the face of an opposition Congress, for example) or when executive departments or agencies tend to embrace their congressional patrons, rather than the White House. According to this model, executive orders are strategic instruments used by a President to circumvent the constitutionally prescribed policymaking process. Recently studies have found little systematic evidence that executive orders are used to circumvent a hostile Congress. We argue that strategic Presidents do use executive orders to circumvent a hostile Congress, but not if they are likely to be overturned by Congress.
Neil, page 3:

Deering and Maltzman, page 767-8
[Note that correct source is given by Neil at end of one sentence, but no indication is given of when the source is being directly quoted]
In 1793, President George Washington issued an executive order declaring American neutrality in the war between France and England. Washington’s use of an executive order was a strategic choice, as he believed that Congress was unlikely to embrace his position. This was not the last time that a President used an executive order to accomplish policy goals. Indeed, since Abraham Lincoln signed the first numbered order, Presidents have since issued in excess of 13,000 orders. (Deering and Maltzman,1999, p768).

In 1793, President George Washington issued an executive order declaring American neutrality in the war between France and England. At the time, Washington’s order was seen as a pro-British move, since the 1788 Treaty with France required the colonies to defend French interests in North America. Washington’s use of an executive order was a strategic choice, as he believed that Congress was unlikely to embrace his position (Pious 1979: 51). This was not the last time that a President used an executive order to accomplish policy goals. Indeed, since Abraham Lincoln signed the first "numbered" order, Presidents have issued in excess of 13,000 more.
Neil, page 3:

Deering and Maltzman, page 769:
Because Presidents issued more executive orders under unified than divided government, (Skull, 1997,p103) it can be concluded that executive orders are primarily a vehicle for reinforcing legislative victories rather than circumventing a hostile Congress.
Because Presidents issue more executive orders underunified than divided government, Shull (1997: 103) concludes that executive orders are primarily a vehicle for reinforcing legislative victories, rather than circumventing a hostile Congress.

Neil, page 3
Deering and Maltzman, page 770:
[Note that Neil does mention the source, but does not indicate when he is quoting directly from it]
All things equal, Presidents should prefer the permanence of legislation to the potentially ephemeral character of executive action. Of course, Presidents cannot always secure their preferred policy outcomes in the legislative arena and thus are forced to calculate the viability of executive action. (Deering and Maltzman, p 770).
Thus, all things equal, Presidents should prefer the permanence of legislation to the potentially ephemeral character of executive action. Of course, Presidents cannot always secure their preferred policy outcomes in the legislative arena and thus are forced to calculate the viability of executive action.
Neil, page 3:

Deering and Maltzman, page 770:
The expense of executive orders stems from the damage done to a President’s “professional reputation” if Congress passes legislation that effectively overrides an order (Neustadt, 1990). Both the benefit of circumventing Congress and
the potential costs for doing so are likely to enter into Presidential calculations in deciding whether and how often to issue executive orders (Sala 1998; Moe and Howell 1998).
The expense of executive orders sterns from the damage done to a President's "professional reputation" if Congress passes legislation that effectively overrides an order (Neustadt 1990). Both the benefit of circumventing Congress and the potential costs for doing so are likely to enter into presidential calculations in deciding whether and how often to issue executive orders (Sala 1998, Moe and Howell1998).3

Neil page 3:

Deering and Maltzman, page 770, footnote 3:
These cost-benefit calculations pervade other areas of presidential decision-making. For example, fear of establishing a pattern of failure leads Presidents to be more reluctant to veto a bill after they have had a veto overridden (Copeland 1983). Presidents fear both the political cost associated with having a veto overridden and the cost associated with a “fall in his reputation for effectiveness, for not carrying out a public threat to veto.” (Matthews 1988,p348).

These cost/benefit calculations pervade other arenas of presidential decision-making. For example, fear of establishing a pattern of failure leads Presidents to be more reluctant to veto a bill after they have had a veto overridden (Copeland 1983). Presidents fear both the political cost associated with having a veto overridden and the cost associated with a "fall in his reputation for 'effectiveness,' for not carrying out a public threat to veto" (Matthews 1988: 348).
Neil, pages 3-4:

Deering and Maltzman, pages 770-771:
[Note that Neil does mention the source correctly at the end of one sentence, but does not indicate when he is quoting directly from it]
In short, a Presidents willingness to issue an executive order depends upon both his positive power to get legislation enacted by Congress and his negative power to stop legislation overturning such an executive order. Viewed in this light, presidential decisions regarding executive orders reflect strategic calculations. A President may find it difficult or impossible to change the status quo via legislative action. But in these same circumstances he may be able to maintain an executive order against hostile legislative action with judicious use of the veto. Under such conditions, an executive order will be the preferred institutional device for pursuing presidential policy goals. (Deering and Maltzman,1999, 770-771).
In short, a Presidents willingness to issue an executive order depends upon both his positive power to get legislation enacted by Congress and his negative power to stop legislation overturning such an executive order. Viewed in this light, presidential decisions regarding executive orders reflect strategic calculation. A President may find it difficult or impossible to change the status quo via legislative action. But in these same circumstances he may be able to maintain an executive order against hostile legislative action with judicious use of the veto.
Under such conditions, an executive order will be the preferred institutional device for pursuing presidential policy goals.
Neil, page 4:
Page 445.
Presidents have limited capacity to act unilaterally or make policy decisions on their own. An executive order is a presidential directive that requires or authorizes some action within the executive branch.

…. presidents have limited capacity to act unilaterally or make policy decisions on their own. … An executive order is a presidential directive that requires or authorizes some action within the executive branch.
Neil, page 4:
Mayer, page 446
The importance of executive orders can be inferred from even a few cases that had profound consequences:
§  Internment of Japanese-Americans during World War II. Forcing 100,000 Japanese- Americans into concentration camps and having their property confiscated. (Roosevelt, Executive Order 9066, February 19,1942)
§  Integration of the armed forces (Truman, Executive Order 9981, July 26, 1948)
§  Requirement that government contractors implement affirmative action policies in employment practices. (Kennedy, Executive Order 10925, March 6, 1961; Johnson, Executive Order 11246, September 24, 1965)
§  Requirement that major government regulations be justified by cost-benefit analysis (Regan, Executive Order 12291, February 17, 1981)

The importance of executive orders can be inferred from even a few cases that had profound consequences:
• Internment of Japanese-Americans during World War II (Roosevelt, Executive Order 9066, February 19, 1942)
• Integration of the armed forces (Truman, Executive Order 9981, July 26, 1948)
• Requirement that government contractors implement affirmative action policies in employment practices (Kennedy, Executive Order 10925, March 6, 1961; Johnson, Executive Order 11246, September 24, 1965)
• Requirement that major government regulations be justified by cost-benefit analysis (Reagan, Executive Order 12291, February 17, 1981)
Neil, page 4:
Mayer, page 448
Executive orders have legal force only when they are based on the president’s constitutional and statutory authority (Fisher 1991,p.109). Yet, presidents take an expansive view of their own power when it suits them, and use executive orders to expand the boundaries of their authority. The courts typically stay out of the presidents’ way, upholding executive orders even when they are “of – at best – dubious constitutional authority . . . [or] issued without specific statutory authority”. (Fleishman and Aufses, 1976,p5).
Between 1789 and 1956, state and federal courts overturned 16 executive orders (Schubert 1957,p 361-65); Youngstown Steel and Tube v. Sawyer )343 US 579, 1951), which overturned Truman’s seizure of the nation’s steel mills, which is undoubtedly the most famous. Executive orders thus provide an important window into presidential power: they are unique hybrid, as they constitute a potential reservoir of independent authority, but one that presidents do not use without regard to circumstance or consequence. (Mayer, 1999,p 448).
Executive orders have legal force only when they are based on the president's constitutional or statutory authority (Fisher 1991, 1 09). Yet, presidents take an expansive view of their own power when it suits them, and use executive orders to expand the boundaries of their authority. The courts typically stay out of the president's way, upholding executive orders even when the [sic] they are "of-atbest-dubious constitutional authority . . . [or] issued without specific statutory authority" (Fleishman and Aufses 1976, 5). Between 1789 and 1956, state and federal courts overturned only 16 executive orders (Schubert 1957, 361-65); Youngstown Sheet and Tube v. Sawyer (343 U.S. 579, 1951), which overturned Truman's seizure of the nation's steel mills, is undoubtedly the most famous.
Executive orders thus provide an important window into presidential power: they are a unique hybrid, as they constitute a potential reservoir of independent authority, but one that presidents do not use without regard to circumstance or consequence.
Neil, page 4-5:

Mayer (1999), pages 450 and 451:

Presidents, when they take office, usually try to place their immediate stamp on executive branch processes and policies. Executive orders are an excellent way to do this, since they allow presidents to alter organizational relationships and administrative routines.
Presidents have issued numerous significant orders early in their administrations. Clear examples of this practice are Reagan’s Executive Order 12291, which he issued three weeks into his first term, and Clinton’s Executive Order 12836, issued in his second week, revoking two Bush era orders that were unpopular with labor unions (Novak, 1992,p 2764). The incentive to make changes will be greater when party control of the White House has changed, as incoming presidents distinguish themselves from their predecessors and “hit the ground running”.(Pfiffiner, 1996)
Presidents, when they take office, usually try to place their immediate stamp on executive branch processes and policies. Executive orders are an excellent way to do this, since they allow presidents to alter organizational relationships and administrative routines. …. presidents have issued numerous significant orders early in their administrations. Clear examples of this practice are Reagan's Executive Order 12291, which he issued three weeks into his first term, and Clinton's Executive Order 12836, issued in his second week, revoking two Bush-era orders that were unpopular with labor unions (Novak 1992, 2764). The incentive to make changes will be greater when party control of the White House has changed, as incoming presidents distinguish themselves from their predecessors and "hit the ground running" (see Pfiffner 1996 on presidential transitions generally).

Neil, page 5:

Mayer (1999)
page 452: [note that Neil does give the source at the end of one sentence, but does not indicate he is quoting directly from it]

For the same reasons, presidents who have low levels of public approval may be more likely to resort to executive orders. Doing so offers a way of getting around other institutional actors who might be emboldened in their opposition to what they perceive as a weak White House, and also provides presidents with a method of position taking, framing policy questions, or delivering on promises made to key constituencies. (Mayer,1999,p 452).
For the same reasons, presidents who have low levels of public approval may be more likely to resort to executive orders.  Doing so offers a way of getting around other institutional actors who might be emboldened in their opposition to what they perceive as a weak White House, and also provides presidents with a method of position-taking, framing policy questions, or delivering on promises made to key constituencies.

Neil, page 6:

The greatest fear the founders of this nation had was the establishment of a strong central government and a strong political leader at the center of that government. They no longer wanted kings, potentates or czars; they wanted a loose association of states in which the power emanated from the States and not from the central government.
The greatest fear the founders of this nation had was the establishment of a strong central government and a strong political leader at the center of that government. They no longer wanted kings, potentates or czars, they wanted a loose association ... the power emanated from the States and not from the central government.

Neil, page 6:

Compare to:

Many of the fears of the founding fathers may now be coming to fruition. Today, the executive branch of the government is immensely powerful, much more powerful than the founding fathers had envisioned or wanted. Congressional legislative powers have been usurped. There is no greater example of that usurpation than in the form of the presidential executive order. The process totally by-passes Congressional legislative authority and places in the hands of the President almost unilateral power.

Many of the fears of the founding fathers may now be coming to fruition. Today, the executive branch of the government is immensely powerful, much more powerful than the founding fathers had envisioned or wanted. Congressional legislative powers have been usurped. There is no greater example of that usurpation than in the form of the Presidential Executive Order. The process totally by-passes Congressional legislative authority and places in the hands of the President almost unilateral power.

Neil, page 6:

[note that Neil does correctly cites the source, but does not indicate when he is quoting directly from it]

Without Congressional approval, the President now has the power to transfer whole populations to any part of the country, the power to suspend the Press and to force a national registration of all persons. The President, in essence, has dictatorial powers never provided to him under the Constitution. The President even has the power to suspend the Constitution and the Bill of Rights in a real or perceived emergency. (Martin, 1995).

Without Congressional approval, the President now has the power to transfer whole populations to any part of the country, the power to suspend the Press and to force a national registration of all persons. The President, in essence, has dictatorial powers never provided to him under the Constitution. The President has the power to suspend the Constitution and the Bill of Rights in a real or perceived emergency

Neil, page 6-7:

[Source is correctly cited, but just at the end of one sentence.  Neil does not indicate when he is quoting directly form that source and appear to misconstrue what the source said, i.e., source said “it answers none of” whereas Neil claims the source indicating that “it answers more of ”]

In fact, President Obama, in his second full day in office, issued three major executive orders dealing with detention and interrogation in the war on terrorism. The orders were received as major policy shifts in counterterrorism law and strategy, actually varying a great deal in their consequence. The most eagerly anticipated one, which orders an eventual closure of the detention facilities at Guantanamo Bay, Cuba, is actually far less significant than it may appear.
It is also far less important than the interrogation order that President Obama signed along with it. In conjunction with a companion order establishing a task force to study the future of detention policy, it answers more of the major detention policy questions facing America. Obama’s executive detention order is careful to preserve all options for each detainee and offers the new administration a great deal of wiggle room. (Wittes, 2009).

President Obama, in his second full day in office, has issued three major executive orders dealing with detention and interrogation in the war on terrorism. The orders, which have been received as major policy shifts in counterterrorism law and strategy, actually vary a great deal in their consequence. The most eagerly anticipated one, which orders an eventual closure of the detention facilities at Guantánamo Bay, Cuba, is actually far less significant than it may appear. It is also far less important than the interrogation order that Obama signed along with it. In conjunction with a companion order establishing a task force to study the future of detention policy, it answers none of the major detention-policy questions facing America today. Instead, it merely sets up a process by which policymakers will do so over the next year.
This paragraph offers the new administration a great deal of wiggle room.

Neil, page 7:
Compare to:
[note that Neil does correctly mention the source at the end of one sentence, but does not indicate when he is quoting directly from it]

President Obama is not only contemplating preserving rendition, he foresees using it more than the Bush administration. The order also allows an exception for “facilities used only to hold people in short-term transitory basis.” What constitutes “short-term” is not defined.
This provision will allow the CIA’s secret prison system to function more or less as it did in the Bush administration. While under the Bush administration, prisoners could not be held indefinitely in CIA-run black holes, in many cases, CIA prisons – many of which were located in eastern Europe – acted as way stations for prisoners who were to be shipped off to regimes where the abductees were subjected to torture.
In relationship to the use of torture by the U.S. military and the CIA, he has proposed the creation of a task force that would study ways of changing the manual to allow for new forms of interrogation. (Eley, 2009).

Obama is not only contemplating preserving rendition; he foresees using it more than the Bush administration. …
Meanwhile, Obama's order ostensibly shutting down the CIA's network of secret prisons allows an exception for "facilities used only to hold people in short-term, transitory basis." What constitutes "short-term" is not defined.
This provision will allow the CIA's secret prison system to function more or less as it did in the Bush administration. While under the Bush administration prisoners could be held indefinitely in CIA-run black holes, in many cases the CIA prisons—many of which were located in eastern Europe—acted as way stations for prisoners who were to be shipped off to regimes where the abductees were subjected to torture.
In relationship to the use of torture by the US military and the CIA, Obama left himself ample room for maneuver. While one order claimed to end forms of interrogation not sanctioned by the Army Field Manual, Obama has proposed the creation of a task force that would study ways of changing the Manual to allow for new forms of interrogation.   

Neil, page 7:

Mayer [1999], page 462

Executive orders are important to presidents, and their use reflects much more than simple administrative routines or random noise. Presidents use them to make substantive policy, exercise emergency powers, strengthen their control over executive branch agencies and administrative processes, emphasize important symbolic stances, and maintain electoral and governing coalitions.
The president’s power to make policy through executive orders has grown along with, and has reinforced, the expansion of executive branch responsibilities. Some of this authority has been delegated to the president by Congress, but presidents have also simply assumed unilateral policymaking powers, especially in national security and foreign policy matters. (Koh 1990; Fisher 1995).

Executive orders are important to presidents, and their use reflects much more than simple  administrative  routines  or  random  noise. Presidents use them to make substantive policy, exercise emergency powers, strengthen their control over executive branch agencies  and  administrative  processes,  emphasize  important symbolic stances, and maintain their electoral and governing coalitions.
The president's power to make policy through  executive orders  has grown along with, and has reinforced, the expansion of executive branch responsibilities. Some of this authority has been delegated to the president by Congress, but presidents have also simply assumed unilateral policymaking powers, especially in national security and foreign policy matters (Koh 1990; Fisher 1995).













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